Introduction
Osteoporosis is a skeletal disorder characterized by compromised bone strength and a consequent increased risk of fragility fractures (
Klibanski et al. 2001). Chronic disabling pain, fear, anxiety and depression are common co-morbidities of osteoporosis (
Nagae et al. 2006;
Bhattacharya et al. 2014;
Sozen et al. 2017). According to data from Statistics Canada from 2015 to 2016, approximately 2.2 million Canadians 40 years and older were estimated to be living with osteoporosis and women were 1.3 to 3 times more likely to sustain a fracture at the arm, spine or pelvis and hip (
Statistics Canada 2020). Furthermore, the economic burden of osteoporosis in Canada after adjusting for inflation has increased over the recent years, from $2.5 billion CAD in 2008 to $4.6 billion CAD in 2011 (
Hopkins et al. 2016). Given the high prevalence of osteoporosis among Canadians and the economic burden of osteoporotic fractures, exercise interventions that can safely help to maintain bone health and prevent osteoporotic fractures should be implemented.
Yoga is an increasingly popular activity among older adults (
Clarke et al. 2015) and studies have suggested that yoga can improve back pain, posture, body composition and health-related quality of life (HRQoL) in healthy adult populations (
Shanb and Youssef 2014;
Gupta and March 2016;
Kelly and Gilman 2017). However, some yoga poses involve spinal flexion or twisting, and a recent national survey of >1000 patients who are members of the Canadian Osteoporosis Patient Network revealed that patients often have questions about the safety and efficacy of yoga for older adults with low bone mass (
Morin et al. 2020). The survey also revealed that the health outcomes that are important to patients include physical functioning, quality of life and autonomy (
Morin et al. 2020).
The present review is part of a series of systematic reviews (
Ponzano et al. 2021a,
2021b;
Rodrigues et al. 2021a,
2021b) investigating the effects of different types of exercise on health-related outcomes in people with low bone mass and will inform the development of the Osteoporosis Canada Clinical Practice Guidelines for Management of Osteoporosis and Fracture Prevention in Canada. The purpose of the current systematic review is to report on what we know about the effect of yoga interventions on falls, fractures, and other health-related outcomes in men and postmenopausal women at least 50 years old with low bone mass or a history of a fragility fracture.
Materials and methods
Protocol and registration
This systematic review was reported according to the Preferred Reporting Items for Systematic Review and Meta-Analysis 2020 statement (
Page et al. 2021). The protocol was informed by the Cochrane Handbook for Systematic Review of Interventions (
Cochrane 2020), and registered with the International Prospective Register of Systematic Reviews at
https://www.crd.york.ac.uk/prospero/ (registration number CRD42019124898, submitted and last updated on February 20
th, 2020). The protocol was designed by a working group comprised of researchers, physiotherapists, physicians, a patient partner, and graduate students.
Search strategy
A librarian (J.S.), in collaboration with the research team, performed searches within the following databases: MEDLINE (Ovid), EMBASE (Ovid), Cochrane CENTRAL (clinical trials), Cochrane Database of Systematic Reviews, CINAHL (allied health journal content), Epistemonikos, and Web of Science. The search strategies incorporated a combination of subject headings (i.e., Medical Subject Headings) and author keywords for the following concepts: “osteoporosis”, “exercise”, and “older adults”. The full search strategies are reported in
Appendix A. There were no restrictions on gender, ethnicity, exercise setting, or if the research originated from a low-income country. We included human studies, cohort studies, case-control studies, cross-sectional studies, case reports, randomized controlled trials (RCTs) or quasi-RCTs. We included publications written in English, Portuguese, Spanish, Italian, or Farsi, because members of the research team had sufficient communication skills in those languages. Literature searches were performed in August/September 2018 and updated in December 2020. Search results were de-duplicated in Endnote and then records were imported into Covidence (Veritas Health Innovation, Melbourne, Australia).
Study selection
Pairs of reviewers independently assessed the eligibility criteria at each phase: title and abstract screening of studies for all exercises investigated in our series of systematic reviews (I.B.R., M.P., J.T., N.T., K.V.K., M.C.A.), full-text review of eligible yoga studies (J.B., I.B.R., K.V.K.), and data extraction (M.C.A., K.V.K.). Screening for eligible studies was performed in Covidence (Veritas Health Innovation, Melbourne, Australia) and data extraction was completed using a template created on Microsoft Excel (2007). Any conflicts between reviewers were resolved by discussion and if an agreement could not be reached, by a third reviewer (L.G.).
Eligibility criteria
Population
We included studies with men and postmenopausal women aged 50 years or older with either: (1) a diagnosis of low bone mass or osteoporosis at the femoral neck or the lumbar spine (T-score ≤ –1) measured with dual-energy X-ray absorptiometry (DXA); (2) a history of a fragility fracture (i.e., fracture of the spine, hip, wrist, or humerus caused by minimal trauma); or (3) a score of moderate or high-risk of a fracture based on a 10-year risk using either the CAROC, FRAX, or GARVAN calculators. Studies with postmenopausal women were not included unless a subgroup analysis was conducted in individuals with low bone mass, or at least 80% of the participants had low bone mass. Authors were contacted if the inclusion criteria of the studies were unclear. We excluded studies of individuals diagnosed with secondary osteoporosis, glucocorticoid-induced osteoporosis, or traumatic fractures.
Intervention
We included studies that investigated an intervention that was labeled as yoga or as a specific branch of yoga (e.g., Hatha, Bikram, Yogasana). Trials where the intervention was solely meditation-based were excluded. Exercise could be home-delivered or performed in a centre outside the home, group-based or individual programs, and either supervised or non-supervised. Trials combining yoga with other types of exercise were included; we planned to report results from studies that applied an intervention that consisted of yoga only or that consisted of yoga in combination with other exercises. Studies were excluded if they involved a pharmacological therapy intervention that was not administered to all the study groups.
Comparator
For RCTs or non-randomized clinical trials, we originally intended to include studies if at least 1 group received a placebo, a non-exercise, or a non-physical therapy intervention (e.g., educational intervention or stretching), but had to revise our inclusion criteria to include studies with an active control due to the limited number of studies. If the study was not an RCT or quasi-RCT, a control group was not required for inclusion.
Outcomes
We established a list of outcomes deemed critical or important to individuals living with osteoporosis (
Morin et al. 2020). The outcomes considered critical for decision making were: (1) mortality, due to any cause such as natural, disease, or injury-related circumstances that resulted in a fatal injury or in death; (2) fracture-related mortality defined as deaths attributed to a fragility fracture; (3) fragility fractures, fracture of the spine, wrist, humerus, or pelvis caused by minimal trauma; (4) hip fractures, fracture at the femoral neck or trochanter; (5) number of falls experienced or number of people who experienced 1 or more falls during the study or fall-related injuries; (6) physical functioning and disability, any validated performance-based measure of physical functioning (e.g., gait speed, 5× sit-to-stand, Timed Up and Go (TUG)) but not including isolated measures of muscle strength (e.g., knee extensor strength); (7) HRQoL, determined using any validated generic QoL questionnaire or osteoporosis-specific QoL questionnaire; and (8) serious adverse events, defined as any untoward medical occurrence, that at any dose, results in death, inpatient hospitalization, prolongation of existing hospitalization, persistent or significant disability/incapacity, or is life-threatening, (
Health Canada 2018) or non-serious adverse events, defined as any reaction related to the intervention such as musculoskeletal injuries (e.g., sprains, strains, joint pain, overuse injuries) not requiring immediate medical attention.
Falls and bone mineral density (BMD) were considered indirect outcomes for fall-related injuries and fracture risk, respectively. We included studies that reported BMD (g/cm
2) at the lumbar spine, total hip, and femoral neck, or bone strength outcomes measured using peripheral quantitative computed tomography. Pain was not voted as a critical outcome for the guidelines but was included in our review, measured using any validated questionnaire such as a pain intensity scale (e.g., Visual Analog Scale), a global measurement scale (e.g., overall improvement, proportion of participants recovered), or a generic functional status (e.g., SF-36, Nottingham Health Profile) (
Haefeli and Elfering 2006).
Time frame
Our working group decided via consensus that we would include studies where the intervention lasted at least 4 weeks (
Ponzano et al. 2021b;
Rodrigues et al. 2021a), because we wanted to exclude studies of acute effects of exercise.
Study design
Cohort studies, case-control studies, cross-sectional studies, case reports, RCTs, quasi-randomized and non-randomized controlled clinical trials were considered for inclusion. We decided to consider non-RCTs as we anticipated that there would be very few eligible studies and wanted to use all available evidence for decision-making.
Risk of bias
The Cochrane Risk of Bias tool was used to assess RCTs and quasi-RCTs. The Cochrane Risk of Bias in Non-randomized Studies – of Interventions tool (ROBINS-I tool) (
Sterne et al. 2016) was originally planned to be used to assess observational studies. However, the ROBINS-I tool could not be applied to all observational studies included in this review because they did not have a comparator group (
Sterne et al. 2016). Thus, we rated all observational studies as serious/very serious risk of bias, and low or very low certainty evidence, in accordance with guidance from the Grading of Recommendations, Assessment, Development and Evaluation (GRADE) handbook (
The GRADE Working Group 2013).
Data synthesis and statistical analysis
We collected participant demographic characteristics identified in PROGRESS-Plus (
O’Neill et al. 2014), which is an acronym for place of residence, race/ethnicity/culture/language, occupation, gender/sex, religion, education, socioeconomic status, social capital, personal characteristics associated with discrimination, features of relationships, and time-dependent relationships.
We intended to conduct meta-analyses as reported in our protocol, but meta-analyses could not be performed due to the low number of RCTs included in the review; therefore, we reported the results using narrative syntheses. For each outcome, we reported between-group differences from studies with a comparator, and within-group differences from studies without a comparator. We used tables to present study characteristics and results from individual studies. In the tables reporting our outcomes, we used footnotes to identify study designs.
Discussion
There is very low certainty evidence from RCTs that yoga does not improve HRQoL in individuals at risk of fracture compared with education, or active control. The effects on physical functioning and pain are uncertain. While case studies reported incidents of fractures potentially caused by yoga, it is difficult to confirm that the fractures were attributable to yoga, or to ascertain point estimates for risk of fracture. It may be prudent for high-risk individuals to avoid yoga poses that involve extreme spinal flexion. Although the number of studies is limited, it is important for guideline developers to understand the scope of the existing literature to make decisions and inform future research.
Studies of yoga in people at risk of fracture are limited and 2 RCTs were available to provide very low certainty evidence that the effect of yoga on physical functioning is uncertain. Therefore, we may need to use additional indirect evidence from yoga studies in older adults not at risk of fracture to inform guidelines. A systematic review by
Sivaramakrishnan et al. (2019) included 5 RCTs (
n = 377) that investigated the effect of yoga on physical functioning and health related outcomes in older adults, including balance and walking speed. Compared with inactive controls, yoga significantly improved balance (Hedges’ g = 0.7; 95% CI: 0.19, 1.22) but not walking speed (Hedges’ g = 0.38; 95% CI: -0.02, 0.78) among older adults (
Sivaramakrishnan et al. 2019). It is possible that the presence of pain, gait impairments or hyperkyphosis may affect the generalizability of the findings in older adults to those with osteoporosis. However, guideline developers can still draw indirect evidence from older adult populations to inform guidelines for adults with low bone mass with thoughtful considerations of the population’s unique characteristics.
While we did not observe a consistent positive effect of yoga on HRQoL, studies in older adults suggest that yoga may improve HRQoL. Nine RCTs included in the systematic review by
Sivaramakrishnan et al. (2019) reported that yoga had a positive effect on perceived mental health (
n = 508, SMD= 0.60; 95% CI: 0.33, 0.87) and perceived physical health (
n = 354; SMD= 0.61; 95% CI: 0.29, 0.94) among older adults, when compared with inactive controls. Thus, there is some indirect evidence that yoga may improve HRQoL in older adults, which may be used in guidelines for individuals at risk of fracture.
Whether yoga can reduce pain in individuals at risk of fracture is uncertain. Our work suggests that effects on pain were mixed. A systematic review of 9 RCTs including 640 adults aged 50 to 80 years and with osteoarthritis of the knee, hip, hand, feet or spine found very low-quality evidence for a favourable effect of yoga on pain when compared with participants who did not exercise (control group) (SMD = –0.75; 95% CI: –1.18, –0.31;
p < 0.001), as measured with various validated pain measurement tools (
Lauche et al. 2019). However, effects on arthritis pain may not be generalizable to individuals at risk of fracture. Future studies interested in examining effects of yoga on pain in people at risk of fracture should target individuals with pain at baseline.
People living with osteoporosis have expressed the desire to be informed about the safety of various physical activities, including yoga (
Morin et al. 2020). Our work suggests that there is very low certainty evidence to make any conclusions about the safety of yoga for individuals with low bone mass. Two case series reported a potential connection between VCFs and yoga postures involving spinal flexion. However, it was not possible to confirm a causal link with the available information, nor to determine the relative risk of sustaining a VCF between non-exercise controls and yoga participants. In a systematic review of yoga in older adults, reports of non-serious adverse events during yoga were infrequent and limited to musculoskeletal injuries and 1 fall (
Sivaramakrishnan et al. 2019). Until there is higher certainty evidence that confirms or refutes the potential risks associated with yoga, instructors and individuals with low bone mass should proceed with caution when performing poses that involve spinal flexion or torsion. Specifically, compressive forces on the spine have been observed to be greatest when one’s centre of mass is anteriorly shifted either by change in position or application of weights, and peak thoracolumbar loading has been observed to increase with increased thoracic kyphosis (
Bruno et al. 2017). Individuals with low bone mass or thoracic kyphosis who want to participate in yoga could modify poses involving spinal flexion to maintain a neutral spine. Balance poses should also be performed with caution or with a supportive object nearby.
There were some limitations of our review, and in the available evidence. The number of studies retrieved according to our eligibility criteria was limited and not all outcomes of interest were reported by included studies. Specifically, included studies did not report on the effect of yoga on mortality, falls or BMD. Adherence to yoga as an intervention varied and the acceptability of yoga among older adults with low bone mass could not be determined. However,
Sivaramakrishnan et al. (2019) reported 63%–95% adherence to yoga programs that were at least 4 weeks long, among older adults (
Sivaramakrishnan et al. 2019). While we placed more emphasis on data from RCTs when making judgements about the certainty of evidence, the number of RCTs was limited and the risk of bias in those studies was high, so they may not provide more certainty than within group analyses or observational studies. A meta-analysis could not be performed due to the small number studies and lack of studies with a comparator group. The generalizability of our review is limited by the fact that the majority of study participants were female. It is possible that our search strategy and inclusion criteria may have omitted relevant studies that were published in languages of countries where yoga practice is more common. During level 1 screening, we excluded 1 abstract that was not published in a language that we could review, i.e., English, Spanish, Portuguese or Italian.
Conclusion
Our review revealed knowledge gaps related to the effect of yoga on health-related outcomes determined as important by patients and health care professionals. There is very low certainty evidence yoga does not improve measures of HRQoL among older adults with low bone mass compared with education or active control, and the effect of yoga on physical functioning and pain was uncertain based on the studies included in our review. No information was available to establish yoga’s effect on fracture-related mortality, hip fractures, fragility fractures, fall-related injuries, mortality, and falls in older adults with low bone mass. The studies included in this review reported no adverse events directly related to the study intervention or did not collect information on adverse events. However, a small number of case reports suggest individuals with low bone mass, health professionals and yoga instructors should practice caution when performing yoga poses involving spinal flexion or torsion, as these may place individuals at risk of vertebral compression fractures. Recommendations for patients should consider the balance between the patient’s desire and ability to do an activity, and the potential risk. Individuals at risk of fracture who wish to practice yoga should seek advice from or attend a yoga class taught by a qualified instructor with knowledge of how to adapt postures for older adults with low bone mass.